CSI CSC1 Exam : Canadian Securities Course Exam 1

  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Sep 01, 2025
  • Q & A: 100 Questions and Answers

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CSI Canadian Securities Course Exam 1 Sample Questions:

1. An investor sold short 1,500 MNO common shares at $12.75 pershare. What is the outcome if the investorcovers the short position at $10.15 per share?

A) A profit of $2,382
B) A loss of $2,382
C) A profit of $3,900
D) A loss of $3,000


2. Anwar is placing a market order to purchase 100 shares of AJLwhen the bid/ask is $10.25."$ 10.75. Before the trade is complete, the bid/ask moves to $10.207S1Q70. Whatis the share pricethat Anwar will pay on the purchase transaction?

A) $10.29
B) $10.70
C) $10.75
D) $10.20


3. What is a characteristic of the FTSE Canada Universe Bond index?

A) US dollar bonds from Canadian issuers are included
B) Only bonds with a term to mammy of 30 days or more are eligible for inclusion.
C) Only government bonds ate included
D) It is a capitalization-weighted index.


4. When a futures contract is entered into, who sets the minimum initial margin rate?

A) investment dealer
B) Seller
C) Exchange
D) Buyer


5. On what basis are government securities awarded atthe auction average yield?

A) Open market
B) Dealer market system
C) Non-competitive lender.
D) Schedule III banks


Solutions:

Question # 1
Answer: C
Question # 2
Answer: B
Question # 3
Answer: D
Question # 4
Answer: C
Question # 5
Answer: C

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